Investor Complaints

Grievance redressal mechanism for Registered Investment Advisory Customers

For all complaints, please write to complaints@peakalpha.com.

Compliance Officer

Name:        Alexander Varghese Kolath,

Address:    13, Kalpavriksh, Brunton Road Cross, Bangalore 25

Email:        alexander.varghese@peakalpha.com

Phone:       +91 9945234303

Principal Officer

Name:       Priya Sunder

Address:   13, Kalpavriksh, Brunton Road Cross, Bangalore 25

Email:        priya.sunder@peakalpha.com

Phone:       +91 9945234302

If you have sent a complaint and have not received a satisfactory response from us within 30 days of you raising the complaint, you can raise a complaint with SCORES by clicking here (https://scores.sebi.gov.in/). You can access the ODR Portal by clicking here (https://smartodr.in/intermediary/login)

You may also write to any of the offices of SEBI. For any queries, feedback or assistance, please contact SEBI Office on Toll Free Helpline at

1800 22 7575 / 1800 266 7575.

Master Circular for Online Dispute Resolution (Link to the PDF)

For feedback, please write to feedback@peakalpha.com  

Investor Complaint Data for Registered Investment Advisory

Data for the month ending  30-11-2024

Sr.

No
.

Received 
from
Pending at the end of 
last month
Receive
d
Resolved
*
Total Pending # Pending complaints  >
3months
Average Resolution time^ (in days)
1 Directly from Investors
2 SEBI (SCORES)
3 Other Sources (if any)
  Grand Total

Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints

Sr.No. Month Carried    forward   from previous month Received Resolved* Pending#
1  December 2023
2 January 2024
3 February 2024
4 March 2024
5 April 2024
6 May 2024
7 June 2024
8 July 2024
9 August 2024  –    
10 September 2024  –    
11 October 2024  –    
12 November 2024  –    
Grand Total

*Inclusive of complaints of previous months resolved in the current month. #Inclusive of complaints pending as on the last day of the month.

Trend of annual disposal of complaints

Sr. No Year Carried  forward from previous year Received Resolved* Pending#
1 2021-22
2 2022-23
3 2023-24
4 2024-25

*Inclusive of complaints of previous years resolved in the current year. #Inclusive of complaints pending as on the last day of the year.

Complaint registration process for Registered Investment Advisory Customers

For all complaints, please write to complaints@peakalpha.com. If you have sent a complaint and have not received a satisfactory response from us within 30 days of you raising the complaint, you can raise a complaint with SCORES by clicking here.

If you have any feedback, request you to please write to feedback@peakalpha.com

Investor Complaint Data for Registered Investment Advisory

Data for the month ending 31-10-2023

Sr.

No
.

Received 
from
Pending at the end of 
last month
Receive
d
Resolved
*
Total Pending # Pending complaints  >
3months
Average Resolution time^ (in days)
1 Directly from Investors
2 SEBI (SCORES)
3 Other Sources (if any)
Grand Total

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints

Sr.No. Month Carried    forward   from previous month Received Resolved* Pending#
1 December 2022
2 January 2023
3 February 2023
4 March 2023
5 April 2023
6 May 2023
7 June 2023
8 July 2023
9 August 2023  –
10 September 2023  –
11 October 2023  –
Grand Total

*Inclusive of complaints of previous months resolved in the current month. #Inclusive of complaints pending as on the last day of the month.

Trend of annual disposal of complaints

Sr. No Year Carried  forward from previous year Received Resolved* Pending#
1 2020-21
2 2021-22
3 2022-23
4 2023-24

*Inclusive of complaints of previous years resolved in the current year. #Inclusive of complaints pending as on the last day of the year.

Got questions? We’re happy to help!

Mailing Address

PeakAlpha Investment Services Pvt. Ltd.
Kalpvriksh, #13, Brunton Road Cross,
Bangalore – 560025

Support Hours

9.00 AM – 6.00 PM
Monday to Saturday (except first, third and fifth Saturdays)

Phone Numbers

Landline +91 80 46720700

STEPS TO CHECK YOUR KYC STATUS:

  1. Visit www.cvlkra.com and click on KYC Inquiry
  2. Enter your 10-digit PAN and Captcha and click on Submit
  3. Your KYC Status will be displayed as ‘KYC Validated / KYC Registered / KYC On-Hold’

WHAT DOES EACH KYC STATUS IMPLY?

  • KYC VALIDATED
  • Relax! You have to do nothing at all!
  • Over 73% of investors are KYC Validated, you too are one of them.
  • You can do any transaction in any mutual fund, anytime.
  • KYC REGISTERED
  • You can continue making transactions (like Purchases, Redemptions, Switches, SIPs, etc.) in all your existing Mutual Fund investments
    without any hassle.
  • Only if you want to invest in a mutual fund where you don’t have any investment already, you will have to do your KYC once again.
  • You can get your KYC status changed to ‘KYC Validated’ by doing the KYC Update/ KYC Modification process using PAN and Aadhaar from
    XML, Digi-locker or M-Aadhaar.
  • The process to do this is simple, available on all Mutual Fund/RTA websites and takes few minutes to complete.
  • Once your KYC status changes to Validated you can invest in any Mutual Fund of your choice without any requirement of re-KYC.
  • KYC ON-HOLD/REJECTED
  • The KYC status on the Mutual Fund /RTA website, will show the reason for ‘KYC On-Hold’/Rejected status; it could be: Mobile or Email not
    validated / PAN is not linked with Aadhaar / Deficiency in the KYC documents, etc.
  • You simply have to remediate the reason for KYC On-Hold/Rejected by following the steps given on the Mutual Fund Website. Once your
    KYC status changes to Registered/Validated you will be all set to start transacting, as per the KYC status.
  • The steps to resolve any KYC issues are easy and can be done from the comfort of your home. In case of any difficulties, feel free to contact
    your intermediaries or KRAs office/ helpline (available on their website) for further assistance.

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